Coe Hill Advisors, LLC

 

 

 

 
172 Coe Hill Road, PO Box 107
Center Harbor, NH 03226 U.S.A.
Toll-Free:  +1 (866) 370-9512
Direct:  +1 (603) 724-6721

This Privacy Policy explains the manner in which Coe Hill Advisors, LLC ("CHA") collects, utilizes and maintains nonpublic personal information about its clients as required under recently enacted Federal law. All information given to CHA and all recommendations and advice furnished by CHA to clients shall be kept confidential and will not be disclosed to anyone, except as CHA may agree in writing or as may be required to do so by law.

Collection of Client Information

CHA will collect nonpublic personal information about its clients as part of its engagement with those clients. CHA may collect this personal information about its clients from the following sources:

  • Account forms, subscription forms, client profiles or questionnaires and other information provided by the client in writing, in person, by telephone, electronically or by any other means. This information includes name, address, employment information, and financial and investment qualifications;
  • Transactional activity in clients' investment and/or trading accounts, including account balances, investments, contributions/additions, withdrawals/redemptions and fees/commissions;
  • Other interactions with CHA (for example, discussions with our staff); and,
  • Verification services and consumer reporting agencies including a client’s creditworthiness or credit history.

Disclosure of Nonpublic Personal Information

CHA may share nonpublic personal information about its clients or potential/prospective clients with affiliates, as permitted by law. CHA does not disclose nonpublic personal information about its clients or potential/prospective clients to nonaffiliated third parties, except as permitted by law (for example, to service providers who provide services to the client or the client’s account). CHA will not share nonpublic personal information about a client with other clients.

CHA may share nonpublic personal information, without the client’s consent, with affiliated and nonaffiliated parties in the following situations, among others:

  1. To respond to a subpoena or court order, judicial process or regulatory inquiry;
  2. In connection with a proposed or actual sale, merger, or transfer of all or a portion of its business;
  3. To protect or defend against fraud, unauthorized transactions (such as money laundering), law suits, claims or other liabilities;
  4. To CHA's service providers in connection with the administration and operations of CHA and its products and services, which may include brokers, attorneys, accountants, auditors, administrators or other professionals;
  5. To assist CHA in offering CHA-affiliated products and services to its clients;
  6. To assist CHA in providing the highest level of service to its clients; and
  7. To process or complete transactions requested by a client.

Former Customers and Investors

The same Privacy Policy applies to former clients of CHA.

Protection of Investor Information

CHA maintains physical, electronic and procedural safeguards that comply with federal standards to protect customer information. CHA restricts access to the personal and account information of clients to those employees who need to know that information in the course of their job responsibilities.

Further Information

CHA reserves the right to change this Privacy Policy at any time, as permitted by law. CHA shall notify clients of any such changes, in writing, as required by law. CHA shall update and provide to all clients annually a copy of this notice as required by regulation. This notice is provided to all new clients as part of the Account Documents Package. The examples contained within this Policy are illustrations and are not intended to be exclusive. This Policy complies with recently enacted Federal law regarding privacy. Clients may have additional rights under other foreign or domestic laws.

Should the client prefer, CHA will not disclose confidential personal information to non-affiliated third parties. The client may opt out of those disclosures; that is, the client may direct CHA not to make those disclosures (other than those disclosures required or permitted by law). Should the client wish to opt out of disclosures to nonaffiliated third parties, he/she may call the following number: +1 (603) 724-6721 or e-mail info@coehilladvisors.com.


If you have any questions about the information on this site or the account opening process, direct inquiries using the contact data provided above, or click on the appropriate link below to continue to view the site.

 

The risk of loss in trading futures, forex, securities or options is substantial. An investment with Coe Hill Advisors, LLC is speculative, involves a high degree of risk, and is intended only for sophisticated investors who are able to bear the loss of more than their entire investment. Past performance is not necessarily indicative of future results.